James Pattie
Horizon Capital Management · Lake Forest, Illinois
James Pattie is a fee-only financial advisor at Horizon Capital Management in Lake Forest, Illinois. Horizon Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Horizon Capital Management |
|---|---|
| Based in | Lake Forest, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $136.2M across 40 accounts |
| SEC registration | Investment adviser representative in IL · CRD 2509399 |
| Exams passed | Series 65 (2004) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.horizoncapmgmt.com |
How James's firm compares
- Horizon Capital Management's average account is about $3.4 million, from its Form ADV (assets managed divided by 40 accounts).
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Questions about James
Is James Pattie a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Horizon Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Horizon Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is James Pattie based?
James Pattie is based in Lake Forest, Illinois.
Is James Pattie registered with the SEC?
Yes. James Pattie is registered as an investment adviser representative in IL (CRD 2509399), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Horizon Capital Management manage?
Horizon Capital Management reports $136.2M across 40 accounts in assets under management.
How do I contact James Pattie?
Through James's website, www.horizoncapmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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