James Morgan
James Morgan Asset Management · Broomfield, Colorado
James Morgan is a fee-only financial advisor at James Morgan Asset Management in Broomfield, Colorado, who holds the CFP credential. James Morgan Asset Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | James Morgan Asset Management |
|---|---|
| Based in | Broomfield, Colorado |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $10.4M across 24 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CO · CRD 839120 |
| Exams passed | Series 63 (2012) · Series 65 (2008) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.jameshmorganassetmanagement.com |
How James's firm compares
- James Morgan Asset Management's average account is about $433,000, from its Form ADV (assets managed divided by 24 accounts).
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Questions about James
Is James Morgan a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and James Morgan Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, James Morgan Asset Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is James Morgan based?
James Morgan is based in Broomfield, Colorado.
What credentials does James Morgan hold?
James Morgan holds the CFP credential.
Is James Morgan registered with the SEC?
Yes. James Morgan is registered as an investment adviser representative in CO (CRD 839120), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does James Morgan Asset Management manage?
James Morgan Asset Management reports $10.4M across 24 accounts in assets under management.
How do I contact James Morgan?
Through James's website, www.jameshmorganassetmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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