James Mitchell
Mighty Oak Management · Easton, Connecticut
James Mitchell is a fee-only financial advisor at Mighty Oak Management in Easton, Connecticut. Mighty Oak Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Mighty Oak Management |
|---|---|
| Based in | Easton, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $15M across 60 accounts |
| SEC registration | Investment adviser representative in CT, TX · CRD 336921 |
| Exams passed | Series 63 (1986) · Series 66 (2001) |
| Firm size | 3 employees |
| Disclosures | None reported |
How James's firm compares
- Mighty Oak Management's average account is about $250,000, from its Form ADV (assets managed divided by 60 accounts).
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Questions about James
Is James Mitchell a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Mighty Oak Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Mighty Oak Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is James Mitchell based?
James Mitchell is based in Easton, Connecticut.
Is James Mitchell registered with the SEC?
Yes. James Mitchell is registered as an investment adviser representative in CT and TX (CRD 336921), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mighty Oak Management manage?
Mighty Oak Management reports $15M across 60 accounts in assets under management.
How do I contact James Mitchell?
Contact details aren't on file yet. Search for Mighty Oak Management.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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