James Humphries
Mindset Wealth Management · Indianapolis, Indiana
James Humphries is a fee-only financial advisor at Mindset Wealth Management in Indianapolis, Indiana. Mindset Wealth Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Mindset Wealth Management |
|---|---|
| Based in | Indianapolis, Indiana |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $445.5M across 276 accounts |
| SEC registration | Investment adviser representative in CO, IL, IN, LA, PA, TX · CRD 5829072 |
| Exams passed | Series 63 (2010) · Series 66 (2015) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.mindsetwealthmanagement.com |
| Profile |
How James's firm compares
- Mindset Wealth Management's average account is about $1.6 million, from its Form ADV (assets managed divided by 276 accounts).
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Questions about James
Is James Humphries a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Mindset Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Mindset Wealth Management, reports charging a percentage of assets on its SEC Form ADV.
Where is James Humphries based?
James Humphries is based in Indianapolis, Indiana.
Is James Humphries registered with the SEC?
Yes. James Humphries is registered as an investment adviser representative in CO, IL, IN, LA, PA and TX (CRD 5829072), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mindset Wealth Management manage?
Mindset Wealth Management reports $445.5M across 276 accounts in assets under management.
How do I contact James Humphries?
Through James's website, www.mindsetwealthmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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