Holly Wharton
NorthWest Financial Services · Indianapolis, Indiana
Holly Wharton is a fee-only financial advisor at NorthWest Financial Services in Indianapolis, Indiana, who holds the CFP credential. NorthWest Financial Services reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | NorthWest Financial Services |
|---|---|
| Based in | Indianapolis, Indiana |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $634.9M across 377 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in IN · CRD 5402724 |
| Exams passed | Series 66 (2007) |
| Firm size | 11 employees |
| Disclosures | None reported |
| Website | www.northwestfinancial.net |
How Holly's firm compares
- NorthWest Financial Services's average account is about $1.7 million, from its Form ADV (assets managed divided by 377 accounts).
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Questions about Holly
Is Holly Wharton a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Holly holds no broker registration, and NorthWest Financial Services reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Holly charge for financial advice?
Holly's firm, NorthWest Financial Services, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Holly Wharton based?
Holly Wharton is based in Indianapolis, Indiana.
What credentials does Holly Wharton hold?
Holly Wharton holds the CFP credential.
Is Holly Wharton registered with the SEC?
Yes. Holly Wharton is registered as an investment adviser representative in IN (CRD 5402724), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does NorthWest Financial Services manage?
NorthWest Financial Services reports $634.9M across 377 accounts in assets under management.
How do I contact Holly Wharton?
Through Holly's website, www.northwestfinancial.net.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- NorthWest Financial Services website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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