Harvey Wacht
Shufro, Rose & · New York, New York
Harvey Wacht is a fee-only financial advisor at Shufro, Rose & in New York, New York. Shufro, Rose & reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Shufro, Rose & |
|---|---|
| Based in | New York, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $2.46B across 3,009 accounts |
| SEC registration | Investment adviser representative in CT, FL, NJ, NY · CRD 456036 |
| Exams passed | Series 63 (1988) · Series 65 (2001) |
| Firm size | 27 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.shufrorose.com |
| Profile |
How Harvey's firm compares
- Shufro, Rose &'s average account is about $819,000, from its Form ADV (assets managed divided by 3,009 accounts).
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Questions about Harvey
Is Harvey Wacht a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Harvey holds no broker registration, and Shufro, Rose & reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Harvey charge for financial advice?
Harvey's firm, Shufro, Rose &, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Harvey Wacht based?
Harvey Wacht is based in New York, New York.
Is Harvey Wacht registered with the SEC?
Yes. Harvey Wacht is registered as an investment adviser representative in CT, FL, NJ and NY (CRD 456036), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Shufro, Rose & manage?
Shufro, Rose & reports $2.46B across 3,009 accounts in assets under management.
How do I contact Harvey Wacht?
Through Harvey's website, www.shufrorose.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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