Duane Bazis
Bazis Private Wealth · Omaha, Nebraska
Duane Bazis is a fee-only financial advisor at Bazis Private Wealth in Omaha, Nebraska. Bazis Private Wealth reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Bazis Private Wealth |
|---|---|
| Based in | Omaha, Nebraska |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $244.1M across 530 accounts |
| SEC registration | Investment adviser representative in NE, TX, VA · CRD 1369632 |
| Exams passed | Series 63 (1985) · Series 65 (1996) |
| Firm size | 5 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.baziswealth.com |
How Duane's firm compares
- Bazis Private Wealth's average account is about $461,000, from its Form ADV (assets managed divided by 530 accounts).
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Questions about Duane
Is Duane Bazis a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Duane holds no broker registration, and Bazis Private Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Duane charge for financial advice?
Duane's firm, Bazis Private Wealth, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Duane Bazis based?
Duane Bazis is based in Omaha, Nebraska.
Is Duane Bazis registered with the SEC?
Yes. Duane Bazis is registered as an investment adviser representative in NE, TX and VA (CRD 1369632), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Bazis Private Wealth manage?
Bazis Private Wealth reports $244.1M across 530 accounts in assets under management.
How do I contact Duane Bazis?
Through Duane's website, www.baziswealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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