Dorothy Cole
Dorothy J. Cole · Lexington, Massachusetts
Dorothy Cole is a fee-only financial advisor at Dorothy J. Cole in Lexington, Massachusetts, who holds the CFP, EdM and MBA credentials. Dorothy J. Cole reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Dorothy J. Cole |
|---|---|
| Based in | Lexington, Massachusetts |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $92.5M across 165 accounts |
| Credentials | CFP · EdM · MBA |
| SEC registration | Investment adviser representative in MA · CRD 1805463 |
| Firm size | 5 employees |
| Disclosures | None reported |
How Dorothy's firm compares
- Dorothy J. Cole's average account is about $560,000, from its Form ADV (assets managed divided by 165 accounts).
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Questions about Dorothy
Is Dorothy Cole a fee-only financial advisor?
Yes. Dorothy Cole is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Dorothy's firm.
How does Dorothy charge for financial advice?
Dorothy's firm, Dorothy J. Cole, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Dorothy Cole based?
Dorothy Cole is based in Lexington, Massachusetts.
What credentials does Dorothy Cole hold?
Dorothy Cole holds the CFP, EdM and MBA credentials.
Is Dorothy Cole registered with the SEC?
Yes. Dorothy Cole is registered as an investment adviser representative in MA (CRD 1805463), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Dorothy J. Cole manage?
Dorothy J. Cole reports $92.5M across 165 accounts in assets under management.
How do I contact Dorothy Cole?
Contact details aren't on file yet. Search for Dorothy J. Cole.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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