Donald Pence
Tradewinds Capital Management · Ballwin, Missouri
Donald Pence is a fee-only financial advisor at Tradewinds Capital Management in Ballwin, Missouri. Tradewinds Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Tradewinds Capital Management |
|---|---|
| Based in | Ballwin, Missouri |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $727.3M across 2,268 accounts |
| SEC registration | Investment adviser representative in MO, WA · CRD 3028301 |
| Exams passed | Series 63 (2000) · Series 65 (2024) · Series 66 (2007) |
| Firm size | 10 employees |
| Disclosures | None reported |
| Website | www.tradewinds-cm.com |
How Donald's firm compares
- Tradewinds Capital Management's average account is about $321,000, from its Form ADV (assets managed divided by 2,268 accounts).
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Questions about Donald
Is Donald Pence a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Donald holds no broker registration, and Tradewinds Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Donald charge for financial advice?
Donald's firm, Tradewinds Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Donald Pence based?
Donald Pence is based in Ballwin, Missouri.
Is Donald Pence registered with the SEC?
Yes. Donald Pence is registered as an investment adviser representative in MO and WA (CRD 3028301), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Tradewinds Capital Management manage?
Tradewinds Capital Management reports $727.3M across 2,268 accounts in assets under management.
How do I contact Donald Pence?
Through Donald's website, www.tradewinds-cm.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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