Derek Main
First Main Capital · Rochester, New York
Derek Main is a fee-only financial advisor at First Main Capital in Rochester, New York. First Main Capital reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | First Main Capital |
|---|---|
| Based in | Rochester, New York |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $1.9M across 4 accounts |
| SEC registration | Investment adviser representative in WA · CRD 5742551 |
| Exams passed | Series 63 (2025) · Series 66 (2010) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Profile |
How Derek's firm compares
- First Main Capital's average account is about $484,000, from its Form ADV (assets managed divided by 4 accounts).
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Questions about Derek
Is Derek Main a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Derek holds no broker registration, and First Main Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Derek charge for financial advice?
Derek's firm, First Main Capital, reports charging a percentage of assets on its SEC Form ADV.
Where is Derek Main based?
Derek Main is based in Rochester, New York.
Is Derek Main registered with the SEC?
Yes. Derek Main is registered as an investment adviser representative in WA (CRD 5742551), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does First Main Capital manage?
First Main Capital reports $1.9M across 4 accounts in assets under management.
How do I contact Derek Main?
Contact details aren't on file yet. Search for First Main Capital.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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