Dennis Brown
Investment Initiatives · Ludington, Michigan
Dennis Brown is a fee-only financial advisor at Investment Initiatives in Ludington, Michigan. Investment Initiatives reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Investment Initiatives |
|---|---|
| Based in | Ludington, Michigan |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $26.0M across 72 accounts |
| SEC registration | Investment adviser representative in OH, VA · CRD 1637279 |
| Exams passed | Series 63 (1987) · Series 65 (2010) |
| Firm size | 1 employee |
| Disclosures | None reported |
How Dennis's firm compares
- Investment Initiatives's average account is about $361,000, from its Form ADV (assets managed divided by 72 accounts).
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Questions about Dennis
Is Dennis Brown a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Dennis holds no broker registration, and Investment Initiatives reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Dennis charge for financial advice?
Dennis's firm, Investment Initiatives, reports charging a percentage of assets on its SEC Form ADV.
Where is Dennis Brown based?
Dennis Brown is based in Ludington, Michigan.
Is Dennis Brown registered with the SEC?
Yes. Dennis Brown is registered as an investment adviser representative in OH and VA (CRD 1637279), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Investment Initiatives manage?
Investment Initiatives reports $26.0M across 72 accounts in assets under management.
How do I contact Dennis Brown?
Contact details aren't on file yet. Search for Investment Initiatives.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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