David Raphael
Klingenstein Fields Advisors · New York, New York
David Raphael is a fee-only financial advisor at Klingenstein Fields Advisors in New York, New York. David focuses on family wealth transfer. Klingenstein Fields Advisors reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
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Specialties
Who they serve
- Ultra high net worth
Facts
| Firm | Klingenstein Fields Advisors |
|---|---|
| Based in | New York, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $4.70B across 1,309 accounts |
| SEC registration | Investment adviser representative in CA · CRD 7754422 |
| Exams passed | Series 63 (2025) · Series 65 (2023) |
| Firm size | 39 employees |
| Disclosures | None reported |
| Website | www.klingenstein.com |
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Questions about David
Is David Raphael a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Klingenstein Fields Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, Klingenstein Fields Advisors, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is David Raphael based?
David Raphael is based in New York, New York.
What does David specialize in?
David's specialties include family wealth transfer. David works with ultra high net worth.
Is David Raphael registered with the SEC?
Yes. David Raphael is registered as an investment adviser representative in CA (CRD 7754422), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Klingenstein Fields Advisors manage?
Klingenstein Fields Advisors reports $4.70B across 1,309 accounts in assets under management.
How do I contact David Raphael?
Through David's website, www.klingenstein.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Klingenstein Fields Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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