David Otto
Otto & Associates · Norwich, Vermont
David Otto is a fee-only financial advisor at Otto & Associates in Norwich, Vermont, who holds the CFP credential. Otto & Associates reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Otto & Associates |
|---|---|
| Based in | Norwich, Vermont |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $286.6M across 629 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NC, NH, NY, TX, VT · CRD 4364736 |
| Firm size | 6 employees |
| Disclosures | None reported |
| Website | www.ottoandassociates.com |
How David's firm compares
- Otto & Associates's average account is about $456,000, from its Form ADV (assets managed divided by 629 accounts).
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Questions about David
Is David Otto a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Otto & Associates reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, Otto & Associates, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is David Otto based?
David Otto is based in Norwich, Vermont.
What credentials does David Otto hold?
David Otto holds the CFP credential.
Is David Otto registered with the SEC?
Yes. David Otto is registered as an investment adviser representative in NC, NH, NY, TX and VT (CRD 4364736), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Otto & Associates manage?
Otto & Associates reports $286.6M across 629 accounts in assets under management.
How do I contact David Otto?
Through David's website, www.ottoandassociates.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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