Daniel Ockey
Three Phases Wealth Advisors · Indian Trail, North Carolina
Daniel Ockey is a fee-only financial advisor at Three Phases Wealth Advisors in Indian Trail, North Carolina. Daniel charges an ongoing planning fee and a percentage of assets (ongoing planning from $2,000 a year and 1% a year on the first tier of assets managed).
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Facts
| Firm | Three Phases Wealth Advisors |
|---|---|
| Based in | Indian Trail, North Carolina |
| Fee model | Ongoing planning fee · Percentage of assets |
| Fees (firm's website) | Ongoing planning from $2,000 a year · 1% a year on the first tier of assets managed |
| Accepting new clients | Yes |
| SEC registration | Investment adviser representative in NC, NE, TX, UT · CRD 8144836 |
| Exams passed | Series 65 (2025) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.threephaseswealthadvisors.com |
| Profile |
How Daniel's firm compares
- Ongoing planning starts at $2,000 a year, below the North Carolina median of $4,500 for fee-only firms that publish prices.
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Questions about Daniel
Is Daniel Ockey a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Daniel holds no broker registration, and Three Phases Wealth Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Daniel charge for financial advice?
Daniel charges an ongoing planning fee and a percentage of assets.
How much does Daniel charge?
According to Three Phases Wealth Advisors's website, checked October 30, 2026: ongoing planning from $2,000 a year; 1% a year on the first tier of assets managed.
Where is Daniel Ockey based?
Daniel Ockey is based in Indian Trail, North Carolina.
Is Daniel Ockey registered with the SEC?
Yes. Daniel Ockey is registered as an investment adviser representative in NC, NE, TX and UT (CRD 8144836), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How do I contact Daniel Ockey?
Through Daniel's website, www.threephaseswealthadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Three Phases Wealth Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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