Clayton James
Stephens Group Asset Management · Little Rock, Arkansas
Clayton James is a fee-only financial advisor at Stephens Group Asset Management in Little Rock, Arkansas. Stephens Group Asset Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Stephens Group Asset Management |
|---|---|
| Based in | Little Rock, Arkansas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $1.70B across 446 accounts |
| SEC registration | Investment adviser representative in AR, OK, TX · CRD 3141669 |
| Exams passed | Series 63 (1999) · Series 65 (2019) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.sgassetmgt.com |
| Profile |
How Clayton's firm compares
- Stephens Group Asset Management's average account is about $3.8 million, from its Form ADV (assets managed divided by 446 accounts).
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Questions about Clayton
Is Clayton James a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Clayton holds no broker registration, and Stephens Group Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Clayton charge for financial advice?
Clayton's firm, Stephens Group Asset Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Clayton James based?
Clayton James is based in Little Rock, Arkansas.
Is Clayton James registered with the SEC?
Yes. Clayton James is registered as an investment adviser representative in AR, OK and TX (CRD 3141669), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Stephens Group Asset Management manage?
Stephens Group Asset Management reports $1.70B across 446 accounts in assets under management.
How do I contact Clayton James?
Through Clayton's website, www.sgassetmgt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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