Carolyn Lumley
A to Z Asset Advisors · Aiken, South Carolina
Carolyn Lumley is a fee-only financial advisor at A to Z Asset Advisors in Aiken, South Carolina, who holds the CFP credential. A to Z Asset Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | A to Z Asset Advisors |
|---|---|
| Based in | Aiken, South Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $15.9M across 142 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NV, SC · CRD 2690228 |
| Exams passed | Series 63 (1996) · Series 65 (1996) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.azinvestpro.com |
How Carolyn's firm compares
- A to Z Asset Advisors's average account is about $112,000, from its Form ADV (assets managed divided by 142 accounts).
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Questions about Carolyn
Is Carolyn Lumley a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Carolyn holds no broker registration, and A to Z Asset Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Carolyn charge for financial advice?
Carolyn's firm, A to Z Asset Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Carolyn Lumley based?
Carolyn Lumley is based in Aiken, South Carolina.
What credentials does Carolyn Lumley hold?
Carolyn Lumley holds the CFP credential.
Is Carolyn Lumley registered with the SEC?
Yes. Carolyn Lumley is registered as an investment adviser representative in NV and SC (CRD 2690228), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does A to Z Asset Advisors manage?
A to Z Asset Advisors reports $15.9M across 142 accounts in assets under management.
How do I contact Carolyn Lumley?
Through Carolyn's website, www.azinvestpro.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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