Caroline Petty
Uprise · Tampa, Florida
Caroline Petty is a fee-only financial advisor at Uprise in Tampa, Florida, who holds the CFP credential. Caroline focuses on small business owners. Uprise reports charging hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
Facts
| Firm | Uprise |
|---|---|
| Based in | Tampa, Florida |
| Fee model (firm's Form ADV) | Hourly · Fixed fees |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, FL, NV, NY, TN · CRD 6412517 |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | uprise.us |
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Questions about Caroline
Is Caroline Petty a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Caroline holds no broker registration, and Uprise reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Caroline charge for financial advice?
Caroline's firm, Uprise, reports charging hourly fees and fixed fees on its SEC Form ADV.
Where is Caroline Petty based?
Caroline Petty is based in Tampa, Florida.
What does Caroline specialize in?
Caroline's specialties include small business owners. Caroline works with founders.
What credentials does Caroline Petty hold?
Caroline Petty holds the CFP credential.
Is Caroline Petty registered with the SEC?
Yes. Caroline Petty is registered as an investment adviser representative in CA, FL, NV, NY and TN (CRD 6412517), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How do I contact Caroline Petty?
Through Caroline's website, uprise.us.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Uprise website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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