Carol Buss
Buss Capital Management · Lake Forest, Illinois
Carol Buss is a fee-only financial advisor at Buss Capital Management in Lake Forest, Illinois. Buss Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Buss Capital Management |
|---|---|
| Based in | Lake Forest, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $29.6M across 81 accounts |
| SEC registration | Investment adviser representative in IL · CRD 2247651 |
| Exams passed | Series 63 (1992) · Series 66 (2010) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | busscapitalmanagement.com |
| Profile |
How Carol's firm compares
- Buss Capital Management's average account is about $365,000, from its Form ADV (assets managed divided by 81 accounts).
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Questions about Carol
Is Carol Buss a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Carol holds no broker registration, and Buss Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Carol charge for financial advice?
Carol's firm, Buss Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Carol Buss based?
Carol Buss is based in Lake Forest, Illinois.
Is Carol Buss registered with the SEC?
Yes. Carol Buss is registered as an investment adviser representative in IL (CRD 2247651), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Buss Capital Management manage?
Buss Capital Management reports $29.6M across 81 accounts in assets under management.
How do I contact Carol Buss?
Through Carol's website, busscapitalmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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