Carl Oppenheimer
Oppenheimer + Close · New York, New York
Carl Oppenheimer is a fee-only financial advisor at Oppenheimer + Close in New York, New York. Carl charges a flat fee or retainer.
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Facts
| Firm | Oppenheimer + Close |
|---|---|
| Based in | New York, New York |
| Fee model | Flat fee or retainer |
| Assets under management | $93.0M across 127 accounts |
| SEC registration | Investment adviser representative in NY, TX · CRD 3139451 |
| Exams passed | Series 63 (2005) · Series 65 (2008) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.oppvest.com |
How Carl's firm compares
- Oppenheimer + Close's average account is about $732,000, from its Form ADV (assets managed divided by 127 accounts).
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Questions about Carl
Is Carl Oppenheimer a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Carl holds no broker registration, and Oppenheimer + Close reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Carl charge for financial advice?
Carl charges a flat fee or retainer.
Where is Carl Oppenheimer based?
Carl Oppenheimer is based in New York, New York.
Is Carl Oppenheimer registered with the SEC?
Yes. Carl Oppenheimer is registered as an investment adviser representative in NY and TX (CRD 3139451), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Oppenheimer + Close manage?
Oppenheimer + Close reports $93.0M across 127 accounts in assets under management.
How do I contact Carl Oppenheimer?
Through Carl's website, www.oppvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Oppenheimer + Close website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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