Carl Kempf
Carissima Capital · Troy, New York
Carl Kempf is a fee-only financial advisor at Carissima Capital in Troy, New York, who holds the CFP credential. Carissima Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Carissima Capital |
|---|---|
| Based in | Troy, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $4.5M across 8 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NY · CRD 4582931 |
| Exams passed | Series 63 (2002) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | carissimacapital.com |
How Carl's firm compares
- Carissima Capital's average account is about $565,000, from its Form ADV (assets managed divided by 8 accounts).
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Questions about Carl
Is Carl Kempf a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Carl holds no broker registration, and Carissima Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Carl charge for financial advice?
Carl's firm, Carissima Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Carl Kempf based?
Carl Kempf is based in Troy, New York.
What credentials does Carl Kempf hold?
Carl Kempf holds the CFP credential.
Is Carl Kempf registered with the SEC?
Yes. Carl Kempf is registered as an investment adviser representative in NY (CRD 4582931), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Carissima Capital manage?
Carissima Capital reports $4.5M across 8 accounts in assets under management.
How do I contact Carl Kempf?
Through Carl's website, carissimacapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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