Barbara Kelly
AZA Capital Management · Chicago, Illinois
Barbara Kelly is a fee-only financial advisor at AZA Capital Management in Chicago, Illinois. AZA Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.
Request an introduction to Barbara →
Facts
| Firm | AZA Capital Management |
|---|---|
| Based in | Chicago, Illinois |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $339.6M across 839 accounts |
| SEC registration | Investment adviser representative in IL · CRD 2126583 |
| Exams passed | Series 63 (1992) · Series 65 (1999) |
| Firm size | 8 employees |
| Disclosures | None reported |
| Website | www.azacapital.com |
| Profile |
How Barbara's firm compares
- AZA Capital Management's average account is about $405,000, from its Form ADV (assets managed divided by 839 accounts).
Request an introduction to Barbara
Tell Barbara a little about what you're looking for. Barbara isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Barbara
Is Barbara Kelly a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Barbara holds no broker registration, and AZA Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Barbara charge for financial advice?
Barbara's firm, AZA Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Barbara Kelly based?
Barbara Kelly is based in Chicago, Illinois.
Is Barbara Kelly registered with the SEC?
Yes. Barbara Kelly is registered as an investment adviser representative in IL (CRD 2126583), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does AZA Capital Management manage?
AZA Capital Management reports $339.6M across 839 accounts in assets under management.
How do I contact Barbara Kelly?
Through Barbara's website, www.azacapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- AZA Capital Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.