Arthur Locke
Locke Asset Management · Great Falls, Virginia
Arthur Locke is a fee-only financial advisor at Locke Asset Management in Great Falls, Virginia, who holds the CFP and PFS credentials. Locke Asset Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Locke Asset Management |
|---|---|
| Based in | Great Falls, Virginia |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $69.3M across 191 accounts |
| Credentials | CFP · PFS |
| SEC registration | Investment adviser representative in VA · CRD 6732027 |
| Exams passed | Series 65 (2016) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.lockeadvisoryservices.com |
| Profile |
How Arthur's firm compares
- Locke Asset Management's average account is about $363,000, from its Form ADV (assets managed divided by 191 accounts).
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Questions about Arthur
Is Arthur Locke a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Arthur holds no broker registration, and Locke Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Arthur charge for financial advice?
Arthur's firm, Locke Asset Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Arthur Locke based?
Arthur Locke is based in Great Falls, Virginia.
What credentials does Arthur Locke hold?
Arthur Locke holds the CFP and PFS credentials.
Is Arthur Locke registered with the SEC?
Yes. Arthur Locke is registered as an investment adviser representative in VA (CRD 6732027), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Locke Asset Management manage?
Locke Asset Management reports $69.3M across 191 accounts in assets under management.
How do I contact Arthur Locke?
Through Arthur's website, www.lockeadvisoryservices.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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