Archie Ponce
Optima Asset Management · Dallas, Texas
Archie Ponce is a fee-only financial advisor at Optima Asset Management in Dallas, Texas, who holds the CFP credential. Optima Asset Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Optima Asset Management |
|---|---|
| Based in | Dallas, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $657.4M across 273 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in TX · CRD 2899966 |
| Exams passed | Series 63 (1997) · Series 65 (2016) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.optimaassetmgt.com |
How Archie's firm compares
- Optima Asset Management's average account is about $2.4 million, from its Form ADV (assets managed divided by 273 accounts).
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Questions about Archie
Is Archie Ponce a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Archie holds no broker registration, and Optima Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Archie charge for financial advice?
Archie's firm, Optima Asset Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Archie Ponce based?
Archie Ponce is based in Dallas, Texas.
What credentials does Archie Ponce hold?
Archie Ponce holds the CFP credential.
Is Archie Ponce registered with the SEC?
Yes. Archie Ponce is registered as an investment adviser representative in TX (CRD 2899966), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Optima Asset Management manage?
Optima Asset Management reports $657.4M across 273 accounts in assets under management.
How do I contact Archie Ponce?
Through Archie's website, www.optimaassetmgt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Dallas
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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