Ann Marie Ocone
New England Capital Financial Advisors · Cheshire, Connecticut
Ann Marie Ocone is a fee-only financial advisor at New England Capital Financial Advisors in Cheshire, Connecticut, who holds the CFP credential. New England Capital Financial Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Ann Marie →
Facts
| Firm | New England Capital Financial Advisors |
|---|---|
| Based in | Cheshire, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $768.0M across 3,121 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CT · CRD 5283747 |
| Exams passed | Series 63 (2013) · Series 65 (2012) |
| Firm size | 12 employees |
| Disclosures | None reported |
| Website | www.newenglandcapital.com |
How Ann Marie's firm compares
- New England Capital Financial Advisors's average account is about $246,000, from its Form ADV (assets managed divided by 3,121 accounts).
Request an introduction to Ann Marie
Tell Ann Marie a little about what you're looking for. Ann Marie isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Ann Marie
Is Ann Marie Ocone a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Ann Marie holds no broker registration, and New England Capital Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Ann Marie charge for financial advice?
Ann Marie's firm, New England Capital Financial Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Ann Marie Ocone based?
Ann Marie Ocone is based in Cheshire, Connecticut.
What credentials does Ann Marie Ocone hold?
Ann Marie Ocone holds the CFP credential.
Is Ann Marie Ocone registered with the SEC?
Yes. Ann Marie Ocone is registered as an investment adviser representative in CT (CRD 5283747), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does New England Capital Financial Advisors manage?
New England Capital Financial Advisors reports $768.0M across 3,121 accounts in assets under management.
How do I contact Ann Marie Ocone?
Through Ann Marie's website, www.newenglandcapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.