# William Pekin

> William Pekin is a fee-only financial advisor at Pekin Hardy Strauss in Chicago, Illinois, who holds the CFA credential. Pekin Hardy Strauss reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/william-pekin/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Pekin Hardy Strauss
- **Based in:** Chicago, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $1.55B across 1,941 accounts
- **Credentials:** CFA
- **CRD:** 2067982 (https://adviserinfo.sec.gov/individual/summary/2067982)
- **SEC registration:** Investment adviser representative in GA, IL, TX
- **Exams passed:** Series 63 (1994)
- **Firm size:** 19 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://www.appleseedcapital.com

## Frequently asked questions

### Is William Pekin a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Pekin Hardy Strauss reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does William charge for financial advice?

William's firm, Pekin Hardy Strauss, reports charging a percentage of assets on its SEC Form ADV.

### Where is William Pekin based?

William Pekin is based in Chicago, Illinois.

### What credentials does William Pekin hold?

William Pekin holds the CFA credential.

### Is William Pekin registered with the SEC?

Yes. William Pekin is registered as an investment adviser representative in GA, IL and TX (CRD 2067982), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Pekin Hardy Strauss manage?

Pekin Hardy Strauss reports $1.55B across 1,941 accounts in assets under management.

### How do I contact William Pekin?

Through William's website, www.appleseedcapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2067982): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.