# William Matthes

> William Matthes is a fee-only financial advisor at Compass Wealth Management in Guilford, Connecticut. William focuses on tax planning and small business owners. Compass Wealth Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/william-matthes/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Compass Wealth Management
- **Based in:** Guilford, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $682.5M across 931 accounts
- **Specialties:** Tax planning, Small business owners
- **Works with:** Retirees
- **CRD:** 1127116 (https://adviserinfo.sec.gov/individual/summary/1127116)
- **SEC registration:** Investment adviser representative in CT
- **Exams passed:** Series 63 (1983), Series 65 (1994)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** http://compasswealthmanagement.com

## Frequently asked questions

### Is William Matthes a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Compass Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does William charge for financial advice?

William's firm, Compass Wealth Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is William Matthes based?

William Matthes is based in Guilford, Connecticut.

### What does William specialize in?

William's specialties include tax planning and small business owners. William works with retirees.

### Is William Matthes registered with the SEC?

Yes. William Matthes is registered as an investment adviser representative in CT (CRD 1127116), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Compass Wealth Management manage?

Compass Wealth Management reports $682.5M across 931 accounts in assets under management.

### How do I contact William Matthes?

Through William's website, compasswealthmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1127116): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://compasswealthmanagement.com/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.