# William Dunn

> William Dunn is a fee-only financial advisor at Charter Research & Investment Group in Southport, Connecticut. William focuses on retirement planning, estate & legacy planning and family wealth transfer. Charter Research & Investment Group reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/william-dunn/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Charter Research & Investment Group
- **Based in:** Southport, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $275.1M across 355 accounts
- **Specialties:** Retirement planning, Estate & legacy planning, Family wealth transfer
- **CRD:** 4670712 (https://adviserinfo.sec.gov/individual/summary/4670712)
- **SEC registration:** Investment adviser representative in CT
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://www.charterinvestmentgroup.com

## Frequently asked questions

### Is William Dunn a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: William holds no broker registration, and Charter Research & Investment Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does William charge for financial advice?

William's firm, Charter Research & Investment Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is William Dunn based?

William Dunn is based in Southport, Connecticut.

### What does William specialize in?

William's specialties include retirement planning, estate & legacy planning and family wealth transfer.

### Is William Dunn registered with the SEC?

Yes. William Dunn is registered as an investment adviser representative in CT (CRD 4670712), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Charter Research & Investment Group manage?

Charter Research & Investment Group reports $275.1M across 355 accounts in assets under management.

### How do I contact William Dunn?

Through William's website, www.charterinvestmentgroup.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4670712): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.charterinvestmentgroup.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.