# Wayne Caldwell

> Wayne Caldwell is a fee-only financial advisor at Premier Financial Group in Eureka, California. Premier Financial Group reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/wayne-caldwell/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Premier Financial Group
- **Based in:** Eureka, California
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $819.9M across 1,362 accounts
- **CRD:** 1252052 (https://adviserinfo.sec.gov/individual/summary/1252052)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 63 (1984)
- **Firm size:** 17 employees
- **Disclosures:** None reported
- **Website:** http://www.premierfinancial.com

## Frequently asked questions

### Is Wayne Caldwell a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Wayne holds no broker registration, and Premier Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Wayne charge for financial advice?

Wayne's firm, Premier Financial Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Wayne Caldwell based?

Wayne Caldwell is based in Eureka, California.

### Is Wayne Caldwell registered with the SEC?

Yes. Wayne Caldwell is registered as an investment adviser representative in CA (CRD 1252052), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Premier Financial Group manage?

Premier Financial Group reports $819.9M across 1,362 accounts in assets under management.

### How do I contact Wayne Caldwell?

Through Wayne's website, www.premierfinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1252052): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.