# Walter Klein

> Walter Klein is a fee-only financial advisor at SFC Financial in Sunset Hills, Missouri. Walter focuses on small business owners. SFC Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/walter-klein/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** SFC Financial
- **Based in:** Sunset Hills, Missouri
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $208.3M across 251 accounts
- **Specialties:** Small business owners
- **Works with:** Founders, Executives, Ultra high net worth
- **CRD:** 8035553 (https://adviserinfo.sec.gov/individual/summary/8035553)
- **SEC registration:** Investment adviser representative in MO
- **Exams passed:** Series 65 (2024)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** https://www.sfcfin.com/

## Frequently asked questions

### Is Walter Klein a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Walter holds no broker registration, and SFC Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Walter charge for financial advice?

Walter's firm, SFC Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Walter Klein based?

Walter Klein is based in Sunset Hills, Missouri.

### What does Walter specialize in?

Walter's specialties include small business owners. Walter works with founders, executives and ultra high net worth.

### Is Walter Klein registered with the SEC?

Yes. Walter Klein is registered as an investment adviser representative in MO (CRD 8035553), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does SFC Financial manage?

SFC Financial reports $208.3M across 251 accounts in assets under management.

### How do I contact Walter Klein?

Through Walter's website, www.sfcfin.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8035553): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.sfcfin.com/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.