# Wai Ngan Yu

> Wai Ngan Yu is a fee-only financial advisor at Summa Global Advisors in Clackamas, Oregon, who holds the CFP credential. Wai Ngan focuses on retirement planning, estate & legacy planning and tax planning. Summa Global Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/wai-ngan-yu/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Summa Global Advisors
- **Based in:** Clackamas, Oregon
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Fees (firm's website):** a $500,000 asset minimum
- **Assets under management (firm):** $144.1M across 352 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning, Tax planning
- **Works with:** High earners
- **CRD:** 5194234 (https://adviserinfo.sec.gov/individual/summary/5194234)
- **SEC registration:** Investment adviser representative in OR, TX
- **Exams passed:** Series 63 (2008), Series 65 (2006)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** http://www.summaglobal.com

## Frequently asked questions

### Is Wai Ngan Yu a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Wai Ngan holds no broker registration, and Summa Global Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Wai Ngan charge for financial advice?

Wai Ngan's firm, Summa Global Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### How much does Wai Ngan charge?

According to Summa Global Advisors's website, checked October 30, 2026: a $500,000 asset minimum.

### Where is Wai Ngan Yu based?

Wai Ngan Yu is based in Clackamas, Oregon.

### What does Wai Ngan specialize in?

Wai Ngan's specialties include retirement planning, estate & legacy planning and tax planning. Wai Ngan works with high earners.

### What credentials does Wai Ngan Yu hold?

Wai Ngan Yu holds the CFP credential.

### Is Wai Ngan Yu registered with the SEC?

Yes. Wai Ngan Yu is registered as an investment adviser representative in OR and TX (CRD 5194234), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Summa Global Advisors manage?

Summa Global Advisors reports $144.1M across 352 accounts in assets under management.

### How do I contact Wai Ngan Yu?

Through Wai Ngan's website, www.summaglobal.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5194234): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.summaglobal.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.