# Timothy Dukes

> Timothy Dukes is a fee-only financial advisor at Dukes Financial Group in Charlotte, North Carolina. Dukes Financial Group reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/timothy-dukes/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Dukes Financial Group
- **Based in:** Charlotte, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $15.1M across 64 accounts
- **CRD:** 4622750 (https://adviserinfo.sec.gov/individual/summary/4622750)
- **SEC registration:** Investment adviser representative in NC
- **Exams passed:** Series 63 (2003), Series 65 (2003)
- **Firm size:** 2 employees
- **Disclosures:** None reported

## Frequently asked questions

### Is Timothy Dukes a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Timothy holds no broker registration, and Dukes Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Timothy charge for financial advice?

Timothy's firm, Dukes Financial Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Timothy Dukes based?

Timothy Dukes is based in Charlotte, North Carolina.

### Is Timothy Dukes registered with the SEC?

Yes. Timothy Dukes is registered as an investment adviser representative in NC (CRD 4622750), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Dukes Financial Group manage?

Dukes Financial Group reports $15.1M across 64 accounts in assets under management.

### How do I contact Timothy Dukes?

Contact details aren't on file yet. Search for Dukes Financial Group.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4622750): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.