# Thomas Van Spankeren

> Thomas Van Spankeren is a fee-only financial advisor at RISE Investments in Chicago, Illinois, who holds the CFP and CFA credentials. Thomas charges a percentage of assets (no asset minimum) and focuses on equity compensation, estate & legacy planning and tax planning.

Page: https://find.wellspent.co/advisors/thomas-van-spankeren/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** RISE Investments
- **Based in:** Chicago, Illinois
- **Fee model:** Percentage of assets
- **Fees (firm's website):** no asset minimum
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $48.6M across 146 accounts
- **Credentials:** CFP, CFA
- **Specialties:** Equity compensation, Estate & legacy planning, Tax planning, Retirement planning, Founders (pre-exit)
- **Works with:** Tech employees, Executives, Retirees, Pre-retirees, Founders, High earners, Multi-generational families
- **CRD:** 8017741 (https://adviserinfo.sec.gov/individual/summary/8017741)
- **SEC registration:** Investment adviser representative in FL, IL
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://riseinvestmentsusa.com/

## Frequently asked questions

### Is Thomas Van Spankeren a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and RISE Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Thomas charge for financial advice?

Thomas charges a percentage of assets.

### How much does Thomas charge?

According to RISE Investments's website, checked October 30, 2026: no asset minimum.

### Where is Thomas Van Spankeren based?

Thomas Van Spankeren is based in Chicago, Illinois.

### What does Thomas specialize in?

Thomas's specialties include equity compensation, estate & legacy planning, tax planning, retirement planning and founders (pre-exit). Thomas works with tech employees, executives, retirees, pre-retirees and founders.

### What credentials does Thomas Van Spankeren hold?

Thomas Van Spankeren holds the CFP and CFA credentials.

### Is Thomas Van Spankeren registered with the SEC?

Yes. Thomas Van Spankeren is registered as an investment adviser representative in FL and IL (CRD 8017741), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does RISE Investments manage?

RISE Investments reports $48.6M across 146 accounts in assets under management.

### How do I contact Thomas Van Spankeren?

Through Thomas's website, riseinvestmentsusa.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/8017741): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.riseinvestmentsusa.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.