# Thomas Tolley

> Thomas Tolley is a fee-only financial advisor at Tolley Financial Group in Raleigh, North Carolina. Tolley Financial Group reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/thomas-tolley/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Tolley Financial Group
- **Based in:** Raleigh, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $121.9M across 448 accounts
- **Works with:** Retirees
- **CRD:** 5107907 (https://adviserinfo.sec.gov/individual/summary/5107907)
- **SEC registration:** Investment adviser representative in NC
- **Exams passed:** Series 65 (2014), Series 66 (2006)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://www.tolleyfinancialgroup.com

## Frequently asked questions

### Is Thomas Tolley a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Tolley Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Thomas charge for financial advice?

Thomas's firm, Tolley Financial Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Thomas Tolley based?

Thomas Tolley is based in Raleigh, North Carolina.

### Is Thomas Tolley registered with the SEC?

Yes. Thomas Tolley is registered as an investment adviser representative in NC (CRD 5107907), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Tolley Financial Group manage?

Tolley Financial Group reports $121.9M across 448 accounts in assets under management.

### How do I contact Thomas Tolley?

Through Thomas's website, www.tolleyfinancialgroup.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5107907): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.tolleyfinancialgroup.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.