# Thomas Porta

> Thomas Porta is a fee-only financial advisor at Porta Investment Management in Vallejo, California, who holds the CFP and CFA credentials. Porta Investment Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/thomas-porta/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Porta Investment Management
- **Based in:** Vallejo, California
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $35.3M across 63 accounts
- **Credentials:** CFP, CFA
- **CRD:** 2006268 (https://adviserinfo.sec.gov/individual/summary/2006268)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 63 (1991)
- **Firm size:** 1 employee
- **Disclosures:** None reported

## Frequently asked questions

### Is Thomas Porta a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Porta Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Thomas charge for financial advice?

Thomas's firm, Porta Investment Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is Thomas Porta based?

Thomas Porta is based in Vallejo, California.

### What credentials does Thomas Porta hold?

Thomas Porta holds the CFP and CFA credentials.

### Is Thomas Porta registered with the SEC?

Yes. Thomas Porta is registered as an investment adviser representative in CA (CRD 2006268), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Porta Investment Management manage?

Porta Investment Management reports $35.3M across 63 accounts in assets under management.

### How do I contact Thomas Porta?

Contact details aren't on file yet. Search for Porta Investment Management.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2006268): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.