# Thomas Hoffman

> Thomas Hoffman is a fee-only financial advisor at Netherby Advisors in Shelton, Connecticut, who holds the CFA credential. Thomas focuses on sustainable & impact investing. Netherby Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/thomas-hoffman/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Netherby Advisors
- **Based in:** Shelton, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $18.7M across 45 accounts
- **Credentials:** CFA
- **Specialties:** Sustainable & impact investing
- **CRD:** 1490707 (https://adviserinfo.sec.gov/individual/summary/1490707)
- **SEC registration:** Investment adviser representative in CT
- **Exams passed:** Series 63 (2000)
- **Firm size:** 2 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://www.netherby.com

## Frequently asked questions

### Is Thomas Hoffman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Netherby Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Thomas charge for financial advice?

Thomas's firm, Netherby Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Thomas Hoffman based?

Thomas Hoffman is based in Shelton, Connecticut.

### What does Thomas specialize in?

Thomas's specialties include sustainable & impact investing.

### What credentials does Thomas Hoffman hold?

Thomas Hoffman holds the CFA credential.

### Is Thomas Hoffman registered with the SEC?

Yes. Thomas Hoffman is registered as an investment adviser representative in CT (CRD 1490707), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Netherby Advisors manage?

Netherby Advisors reports $18.7M across 45 accounts in assets under management.

### How do I contact Thomas Hoffman?

Through Thomas's website, www.netherby.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1490707): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://netherbydotcom.wordpress.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.