# Steven Briggs

> Steven Briggs is a fee-only financial advisor at Briggs Financial in Round Lake Beach, Illinois. Briggs Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/steven-briggs/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Briggs Financial
- **Based in:** Round Lake Beach, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $52M across 385 accounts
- **CRD:** 6567788 (https://adviserinfo.sec.gov/individual/summary/6567788)
- **SEC registration:** Investment adviser representative in CA, IL, MI, MN, TX, WA
- **Exams passed:** Series 66 (2016)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://briggswealth.com/

## Frequently asked questions

### Is Steven Briggs a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Steven holds no broker registration, and Briggs Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Steven charge for financial advice?

Steven's firm, Briggs Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Steven Briggs based?

Steven Briggs is based in Round Lake Beach, Illinois.

### Is Steven Briggs registered with the SEC?

Yes. Steven Briggs is registered as an investment adviser representative in CA, IL, MI, MN, TX and WA (CRD 6567788), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Briggs Financial manage?

Briggs Financial reports $52M across 385 accounts in assets under management.

### How do I contact Steven Briggs?

Through Steven's website, briggswealth.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6567788): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://briggswealth.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.