# Stephen Engel

> Stephen Engel is a fee-only financial advisor at Palumbo Wealth Management in Great Neck, New York. Stephen focuses on retirement planning, founders (pre-exit) and tax planning. Palumbo Wealth Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/stephen-engel/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Palumbo Wealth Management
- **Based in:** Great Neck, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $543.4M across 907 accounts
- **Specialties:** Retirement planning, Founders (pre-exit), Tax planning, Estate & legacy planning, Family wealth transfer
- **Works with:** Founders, Executives, Physicians
- **CRD:** 5895087 (https://adviserinfo.sec.gov/individual/summary/5895087)
- **SEC registration:** Investment adviser representative in NY, TX
- **Exams passed:** Series 63 (2011), Series 66 (2017)
- **Firm size:** 7 employees
- **Disclosures:** None reported
- **Website:** https://palumbowm.com

## Frequently asked questions

### Is Stephen Engel a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Palumbo Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Stephen charge for financial advice?

Stephen's firm, Palumbo Wealth Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Stephen Engel based?

Stephen Engel is based in Great Neck, New York.

### What does Stephen specialize in?

Stephen's specialties include retirement planning, founders (pre-exit), tax planning, estate & legacy planning and family wealth transfer. Stephen works with founders, executives and physicians.

### Is Stephen Engel registered with the SEC?

Yes. Stephen Engel is registered as an investment adviser representative in NY and TX (CRD 5895087), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Palumbo Wealth Management manage?

Palumbo Wealth Management reports $543.4M across 907 accounts in assets under management.

### How do I contact Stephen Engel?

Through Stephen's website, palumbowm.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5895087): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://palumbowm.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.