# Sophia Berglund

> Sophia Berglund is a fee-only financial advisor at Peak Asset Management in Louisville, Colorado. Sophia charges a percentage of assets (1.25% a year on the first tier of assets managed) and focuses on retirement planning, tax planning and estate & legacy planning.

Page: https://find.wellspent.co/advisors/sophia-berglund/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Peak Asset Management
- **Based in:** Louisville, Colorado
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1.25% a year on the first tier of assets managed
- **Assets under management (firm):** $1.01B across 1,119 accounts
- **Specialties:** Retirement planning, Tax planning, Estate & legacy planning, Equity compensation, Founders (pre-exit), Pension planning
- **Works with:** Pre-retirees, Divorced individuals
- **CRD:** 7688713 (https://adviserinfo.sec.gov/individual/summary/7688713)
- **SEC registration:** Investment adviser representative in CO, TX
- **Exams passed:** Series 65 (2022)
- **Firm size:** 16 employees
- **Disclosures:** None reported
- **Website:** https://www.peakam.com

## Frequently asked questions

### Is Sophia Berglund a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Sophia holds no broker registration, and Peak Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Sophia charge for financial advice?

Sophia charges a percentage of assets.

### How much does Sophia charge?

According to Peak Asset Management's website, checked October 30, 2026: 1.25% a year on the first tier of assets managed.

### Where is Sophia Berglund based?

Sophia Berglund is based in Louisville, Colorado.

### What does Sophia specialize in?

Sophia's specialties include retirement planning, tax planning, estate & legacy planning, equity compensation, founders (pre-exit) and pension planning. Sophia works with pre-retirees and divorced individuals.

### Is Sophia Berglund registered with the SEC?

Yes. Sophia Berglund is registered as an investment adviser representative in CO and TX (CRD 7688713), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Peak Asset Management manage?

Peak Asset Management reports $1.01B across 1,119 accounts in assets under management.

### How do I contact Sophia Berglund?

Through Sophia's website, www.peakam.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7688713): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://peakam.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.