# Simon Arrata

> Simon Arrata is a fee-only financial advisor at Traynor Capital Management in Brookville, New York. Traynor Capital Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/simon-arrata/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Traynor Capital Management
- **Based in:** Brookville, New York
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $2.42B across 1,660 accounts
- **CRD:** 3070492 (https://adviserinfo.sec.gov/individual/summary/3070492)
- **SEC registration:** Investment adviser representative in NY
- **Exams passed:** Series 63 (1998), Series 65 (2019)
- **Firm size:** 12 employees
- **Disclosures:** None reported
- **Website:** http://www.traynorcapital.com

## Frequently asked questions

### Is Simon Arrata a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Simon holds no broker registration, and Traynor Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Simon charge for financial advice?

Simon's firm, Traynor Capital Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is Simon Arrata based?

Simon Arrata is based in Brookville, New York.

### Is Simon Arrata registered with the SEC?

Yes. Simon Arrata is registered as an investment adviser representative in NY (CRD 3070492), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Traynor Capital Management manage?

Traynor Capital Management reports $2.42B across 1,660 accounts in assets under management.

### How do I contact Simon Arrata?

Through Simon's website, www.traynorcapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/3070492): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.