# Seth Swindle

> Seth Swindle is a fee-only financial advisor at Strive Investment Management in American Fork, Utah, who holds the CFP credential. Strive Investment Management reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/seth-swindle/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Strive Investment Management
- **Based in:** American Fork, Utah
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Fees (firm's website):** typically works with clients with $350,000 or more
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $5.1M across 74 accounts
- **Credentials:** CFP
- **CRD:** 5392085 (https://adviserinfo.sec.gov/individual/summary/5392085)
- **SEC registration:** Investment adviser representative in UT
- **Exams passed:** Series 65 (2016), Series 66 (2007)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** http://www.striveim.com

## Frequently asked questions

### Is Seth Swindle a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Seth holds no broker registration, and Strive Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Seth charge for financial advice?

Seth's firm, Strive Investment Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### How much does Seth charge?

According to Strive Investment Management's website, checked October 30, 2026: typically works with clients with $350,000 or more.

### Where is Seth Swindle based?

Seth Swindle is based in American Fork, Utah.

### What credentials does Seth Swindle hold?

Seth Swindle holds the CFP credential.

### Is Seth Swindle registered with the SEC?

Yes. Seth Swindle is registered as an investment adviser representative in UT (CRD 5392085), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Strive Investment Management manage?

Strive Investment Management reports $5.1M across 74 accounts in assets under management.

### How do I contact Seth Swindle?

Through Seth's website, www.striveim.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5392085): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.striveim.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.