# Sean Balog

> Sean Balog is a fee-only financial advisor at Process Design Capital Management in Phoenix, Arizona. Process Design Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/sean-balog/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Process Design Capital Management
- **Based in:** Phoenix, Arizona
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $78M across 79 accounts
- **CRD:** 2634686 (https://adviserinfo.sec.gov/individual/summary/2634686)
- **SEC registration:** Investment adviser representative in AZ, CA
- **Exams passed:** Series 63 (1995), Series 65 (1998)
- **Firm size:** 4 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://www.processdesigncapital.com

## Frequently asked questions

### Is Sean Balog a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Sean holds no broker registration, and Process Design Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Sean charge for financial advice?

Sean's firm, Process Design Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Sean Balog based?

Sean Balog is based in Phoenix, Arizona.

### Is Sean Balog registered with the SEC?

Yes. Sean Balog is registered as an investment adviser representative in AZ and CA (CRD 2634686), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Process Design Capital Management manage?

Process Design Capital Management reports $78M across 79 accounts in assets under management.

### How do I contact Sean Balog?

Through Sean's website, www.processdesigncapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2634686): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.