# Scott Arwin

> Scott Arwin is a fee-only financial advisor at Ring Mountain Capital in Tiburon, California, who holds the CFA credential. Scott charges a percentage of assets (1% a year on the first tier of assets managed and no asset minimum).

Page: https://find.wellspent.co/advisors/scott-arwin/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Ring Mountain Capital
- **Based in:** Tiburon, California
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1% a year on the first tier of assets managed; no asset minimum
- **Assets under management (firm):** $222.1M across 1,059 accounts
- **Credentials:** CFA
- **CRD:** 2370692 (https://adviserinfo.sec.gov/individual/summary/2370692)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 63 (1993), Series 65 (1994)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** http://ringmountaincapital.com/

## Frequently asked questions

### Is Scott Arwin a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Scott holds no broker registration, and Ring Mountain Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Scott charge for financial advice?

Scott charges a percentage of assets.

### How much does Scott charge?

According to Ring Mountain Capital's website, checked October 30, 2026: 1% a year on the first tier of assets managed; no asset minimum.

### Where is Scott Arwin based?

Scott Arwin is based in Tiburon, California.

### What credentials does Scott Arwin hold?

Scott Arwin holds the CFA credential.

### Is Scott Arwin registered with the SEC?

Yes. Scott Arwin is registered as an investment adviser representative in CA and TX (CRD 2370692), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Ring Mountain Capital manage?

Ring Mountain Capital reports $222.1M across 1,059 accounts in assets under management.

### How do I contact Scott Arwin?

Through Scott's website, ringmountaincapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2370692): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.ringmountaincapital.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.