# Roy Rumbley

> Roy Rumbley is a fee-only financial advisor at Ballast Wealth in Birmingham, Alabama. Ballast Wealth reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/roy-rumbley/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Ballast Wealth
- **Based in:** Birmingham, Alabama
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $40M across 135 accounts
- **CRD:** 4800237 (https://adviserinfo.sec.gov/individual/summary/4800237)
- **SEC registration:** Investment adviser representative in AL
- **Exams passed:** Series 66 (2004)
- **Firm size:** 2 employees
- **Disclosures:** None reported

## Frequently asked questions

### Is Roy Rumbley a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Roy holds no broker registration, and Ballast Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Roy charge for financial advice?

Roy's firm, Ballast Wealth, reports charging a percentage of assets on its SEC Form ADV.

### Where is Roy Rumbley based?

Roy Rumbley is based in Birmingham, Alabama.

### Is Roy Rumbley registered with the SEC?

Yes. Roy Rumbley is registered as an investment adviser representative in AL (CRD 4800237), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Ballast Wealth manage?

Ballast Wealth reports $40M across 135 accounts in assets under management.

### How do I contact Roy Rumbley?

Contact details aren't on file yet. Search for Ballast Wealth.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4800237): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.