# Roxanne Desouza

> Roxanne Desouza is a fee-only financial advisor at Seawise Financial in Cardiff By The Sea, California. Seawise Financial reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/roxanne-desouza/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Seawise Financial
- **Based in:** Cardiff By The Sea, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $75.3M across 230 accounts
- **CRD:** 7690573 (https://adviserinfo.sec.gov/individual/summary/7690573)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 65 (2023)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://seawisefinancial.com/

## Frequently asked questions

### Is Roxanne Desouza a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Roxanne holds no broker registration, and Seawise Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Roxanne charge for financial advice?

Roxanne's firm, Seawise Financial, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Roxanne Desouza based?

Roxanne Desouza is based in Cardiff By The Sea, California.

### Is Roxanne Desouza registered with the SEC?

Yes. Roxanne Desouza is registered as an investment adviser representative in CA and TX (CRD 7690573), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Seawise Financial manage?

Seawise Financial reports $75.3M across 230 accounts in assets under management.

### How do I contact Roxanne Desouza?

Through Roxanne's website, seawisefinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7690573): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.