# Riley Stephenson

> Riley Stephenson is a fee-only financial advisor at Stephenson and Company in San Clemente, California, who holds the CFP and CFA credentials. Stephenson and Company reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/riley-stephenson/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Stephenson and Company
- **Based in:** San Clemente, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $447.0M across 656 accounts
- **Credentials:** CFP, CFA
- **CRD:** 5948265 (https://adviserinfo.sec.gov/individual/summary/5948265)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 66 (2013)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** http://www.stephensonfinancial.com

## Frequently asked questions

### Is Riley Stephenson a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Riley holds no broker registration, and Stephenson and Company reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Riley charge for financial advice?

Riley's firm, Stephenson and Company, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Riley Stephenson based?

Riley Stephenson is based in San Clemente, California.

### What credentials does Riley Stephenson hold?

Riley Stephenson holds the CFP and CFA credentials.

### Is Riley Stephenson registered with the SEC?

Yes. Riley Stephenson is registered as an investment adviser representative in CA and TX (CRD 5948265), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Stephenson and Company manage?

Stephenson and Company reports $447.0M across 656 accounts in assets under management.

### How do I contact Riley Stephenson?

Through Riley's website, www.stephensonfinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5948265): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.