# Richard Zivi

> Richard Zivi is a fee-only financial advisor at NBZ Investment Advisors in Knoxville, Tennessee. NBZ Investment Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/richard-zivi/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** NBZ Investment Advisors
- **Based in:** Knoxville, Tennessee
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $431.2M across 529 accounts
- **CRD:** 4602508 (https://adviserinfo.sec.gov/individual/summary/4602508)
- **SEC registration:** Investment adviser representative in TN
- **Firm size:** 7 employees
- **Disclosures:** None reported
- **Website:** http://www.nbzinvest.com

## Frequently asked questions

### Is Richard Zivi a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and NBZ Investment Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Richard charge for financial advice?

Richard's firm, NBZ Investment Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Richard Zivi based?

Richard Zivi is based in Knoxville, Tennessee.

### Is Richard Zivi registered with the SEC?

Yes. Richard Zivi is registered as an investment adviser representative in TN (CRD 4602508), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does NBZ Investment Advisors manage?

NBZ Investment Advisors reports $431.2M across 529 accounts in assets under management.

### How do I contact Richard Zivi?

Through Richard's website, www.nbzinvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4602508): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.