# Richard Bregman

> Richard Bregman is a fee-only financial advisor at MJB Asset Management in New York, New York, who holds the CFA credential. MJB Asset Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/richard-bregman/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** MJB Asset Management
- **Based in:** New York, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $141.4M across 296 accounts
- **Credentials:** CFA
- **CRD:** 4379488 (https://adviserinfo.sec.gov/individual/summary/4379488)
- **SEC registration:** Investment adviser representative in NY
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** http://www.mjbam.com

## Frequently asked questions

### Is Richard Bregman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and MJB Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Richard charge for financial advice?

Richard's firm, MJB Asset Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Richard Bregman based?

Richard Bregman is based in New York, New York.

### What credentials does Richard Bregman hold?

Richard Bregman holds the CFA credential.

### Is Richard Bregman registered with the SEC?

Yes. Richard Bregman is registered as an investment adviser representative in NY (CRD 4379488), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does MJB Asset Management manage?

MJB Asset Management reports $141.4M across 296 accounts in assets under management.

### How do I contact Richard Bregman?

Through Richard's website, www.mjbam.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4379488): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.