# Ricardo Rosenberg

> Ricardo Rosenberg is a fee-only financial advisor at Sargent Investment Group in Bethesda, Maryland. Ricardo charges a percentage of assets.

Page: https://find.wellspent.co/advisors/ricardo-rosenberg/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Sargent Investment Group
- **Based in:** Bethesda, Maryland
- **Fee model:** Percentage of assets
- **Assets under management (firm):** $1.48B across 1,381 accounts
- **CRD:** 728493 (https://adviserinfo.sec.gov/individual/summary/728493)
- **SEC registration:** Investment adviser representative in MD, TX
- **Exams passed:** Series 63 (1981), Series 65 (1992)
- **Firm size:** 18 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.sargentinvestmentgroup.com

## Frequently asked questions

### Is Ricardo Rosenberg a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Ricardo holds no broker registration, and Sargent Investment Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Ricardo charge for financial advice?

Ricardo charges a percentage of assets.

### Where is Ricardo Rosenberg based?

Ricardo Rosenberg is based in Bethesda, Maryland.

### Is Ricardo Rosenberg registered with the SEC?

Yes. Ricardo Rosenberg is registered as an investment adviser representative in MD and TX (CRD 728493), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Sargent Investment Group manage?

Sargent Investment Group reports $1.48B across 1,381 accounts in assets under management.

### How do I contact Ricardo Rosenberg?

Through Ricardo's website, www.sargentinvestmentgroup.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/728493): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.sargentinvestmentgroup.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.