# Radford Brogden

> Radford Brogden is a fee-only financial advisor at Compass Wealth Management in Guilford, Connecticut, who holds the CFP credential. Radford focuses on tax planning and small business owners. Compass Wealth Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/radford-brogden/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Compass Wealth Management
- **Based in:** Guilford, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $682.5M across 931 accounts
- **Credentials:** CFP
- **Specialties:** Tax planning, Small business owners
- **Works with:** Retirees
- **CRD:** 5335401 (https://adviserinfo.sec.gov/individual/summary/5335401)
- **SEC registration:** Investment adviser representative in CT, UT, VA
- **Exams passed:** Series 66 (2007)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** http://compasswealthmanagement.com

## Frequently asked questions

### Is Radford Brogden a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Radford holds no broker registration, and Compass Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Radford charge for financial advice?

Radford's firm, Compass Wealth Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Radford Brogden based?

Radford Brogden is based in Guilford, Connecticut.

### What does Radford specialize in?

Radford's specialties include tax planning and small business owners. Radford works with retirees.

### What credentials does Radford Brogden hold?

Radford Brogden holds the CFP credential.

### Is Radford Brogden registered with the SEC?

Yes. Radford Brogden is registered as an investment adviser representative in CT, UT and VA (CRD 5335401), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Compass Wealth Management manage?

Compass Wealth Management reports $682.5M across 931 accounts in assets under management.

### How do I contact Radford Brogden?

Through Radford's website, compasswealthmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5335401): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://compasswealthmanagement.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.