# Paul Broughton

> Paul Broughton is a fee-only financial advisor at The Broughton Investment Group in Houston, Texas. The Broughton Investment Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/paul-broughton/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** The Broughton Investment Group
- **Based in:** Houston, Texas
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $19.5M across 55 accounts
- **CRD:** 2935732 (https://adviserinfo.sec.gov/individual/summary/2935732)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 63 (1997), Series 65 (2002)
- **Firm size:** 6 employees
- **Disclosures:** None reported
- **Website:** https://www.broughtoninvestments.com/

## Frequently asked questions

### Is Paul Broughton a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Paul holds no broker registration, and The Broughton Investment Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Paul charge for financial advice?

Paul's firm, The Broughton Investment Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Paul Broughton based?

Paul Broughton is based in Houston, Texas.

### Is Paul Broughton registered with the SEC?

Yes. Paul Broughton is registered as an investment adviser representative in TX (CRD 2935732), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does The Broughton Investment Group manage?

The Broughton Investment Group reports $19.5M across 55 accounts in assets under management.

### How do I contact Paul Broughton?

Through Paul's website, www.broughtoninvestments.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2935732): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.